ERICA ELLIOTT

Chief Compliance Officer

Since 2013, Erica has been an integral part of Alloy Wealth, where she fosters a true culture of family by ensuring every client receives a first-class experience. Whether meeting in person, connecting online, or speaking over the phone, she makes each interaction personal—because at Alloy Wealth, clients are never just a number.

Building lasting relationships is the part of her work she treasures most, but Erica also wears many hats. As Chief Compliance Officer, she ensures that all marketing materials are accurate, transparent, and never misleading in a highly regulated industry. Working hand-in-hand with the firm’s CEO, she develops policies and procedures while overseeing new business processing to ensure timeliness and carrier compliance. In her role as Operations Manager, Erica supervises daily staff workflow, coordinates travel and events, and manages human resource matters. Drawing on her background as a former educator, she also helps anticipate and troubleshoot challenges for the firm’s educational workshops and client events.

Erica began her career in financial services through the insurance industry, where she built a strong foundation of carrier knowledge, processes, and client service best practices. Before transitioning into finance, she served as an instructor at Gaston College, sharpening her skills in communication and leadership.

A proud graduate of Belmont Abbey College, Erica earned her Bachelor of Arts degree with honors, after first completing her Associate of Arts degree—also with honors—at Gaston College. Outside the office, she loves spending time with her family, which includes her husband, three children, a son-in-law, and two beautiful granddaughters who keep life joyful and busy.

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